National Center on Institutions and Alternatives (NCIA)

The National Center on Institutions and Alternatives (NCIA) is a human services agency based in Baltimore, Maryland. It provides alternatives to institutionalization for disabled adults and youth. Its nationwide sentencing mitigation service assists white-collar felons. It offers Vocational Training Centers in five US cities to prepare parolees, veterans, and the homeless for employment. 1 2

At-A-Glance

Website: www.ncianet.org
Founded:

1977

CEO:

Carol Argo

Location: Baltimore, MD View on map
Tax ID: 52-1094078
Most Recent Filing: 2024
Budget (2024): Assets: $41,479,261 Revenue: $40,602,776 Expenses: $37,807,237

Contents

    History

    The National Center on Institutions and Alternatives (NCIA) was co-founded in 1977 by Jerome Miller and Herbert Hoelter. 1 Jerome Miller, who died in 2015, permanently shut down Massachusetts’ juvenile reformatories. His was the template for efforts to deinstitutionalize young offenders, the developmentally disabled, and the mentally ill. 3 4

    Herbert Hoelter campaigned for community-based rehabilitation alongside Miller. Each argued on the national stage that community care is more cost effective and results in a greater likelihood of a return to society. 5 6

    The founding mission of NCIA was to transform juvenile justice by advocating for rehabilitation. The organization’s emphasis eventually broadened from young offenders to developmentally disabled adults and children. By 2001 it had opened residential care facilities for developmentally disabled adults and by 2006 it had established a special education school. Its first Vocational Training Center opened in 2017. 7

    In 1978, NCIA’s legal consultation services pivoted to sentencing mitigation for white collar criminals. Between 1977 and 2022, it assisted 15,000 convicted felons in all 50 states. Clients have included Bernie Madoff, perpetrator of the largest Ponzi scheme in history, and Martha Stewart, the domestic guru. Fees ranged from $5 to $50,000 per case, according to a Financial Times report. 8 9

    Activities

    The National Center on Institutions and Alternatives provides services to disabled adults and youth in Baltimore, Maryland, through 43 adult community living homes, a non-public school providing full-day special education and related services to 76 students, an adult Career Development Center focused on employment and social skills, and respite services. 10

    In Baltimore and four other cities, NCIA’s Vocational Training Centers prepare formerly incarcerated adults, veterans, the homeless, and disabled adults for employment. Each participant receives 15 weeks of specialized job training in one of the following specialties:  HVAC, auto mechanics, truck driving, culinary arts, or drone operation. Graduates are placed in jobs. Enrollees are supported by case management, housing, transportation, and expungement services. 2 11

    Herbert Hoelter and his team provide assistance to criminal defendants during the plea-bargaining and sentencing phases of criminal justice proceedings. 12 They work with defense attorneys to help them push for more lenient sentences and develop alternatives to imprisonment. According to NCIA’s federal tax returns, “This program provides support services to non-violent white-collar defendants and their attorneys located across the country. NCIA staff are experts in sentencing statutes and guidelines, and they prepare individualized sentencing proposals including public service, work-release, home confinement, and community confinement. NCIA also provides consulting on institutional designation and transfer.” 13

    Funding

    The National Center on Institutions and Alternatives (NCIA) received $1 million from the Lawrence P. Castellani Family Foundation in 2022 to establish an NCIA Foundation to be led by Herbert Hoelter. 14

    The Truist Foundation contributed $2.8 million to expand NCIA’s Vocational Training Centers. The grant enabled NCIA to open three new Vocational Training Centers as well as increasing services in North Carolina and Baltimore. 2

    NCIA receives government support for its Baltimore human services programs through the Maryland Department of Health and the Maryland Department of Education. 15

    Leadership

    Carol Argo succeeded Herbert Hoelter as CEO in 2022. In 2008, prior to her joining the National Center on Institutions and Alternatives (NCIA), she had been convicted of manipulating employee stock option grants while she was CFO of SafeNet, Inc. 16 17

    Financial Statistics

    Total Assets

    Total Revenue

    Total Expenses

    YearTotal AssetsTotal RevenueTotal ExpensesFiling
    2024 $41,479,261 $40,602,776 $37,807,237 View
    2023 $34,726,528 $35,623,175 $34,784,310 View
    2022 $26,410,698 $35,283,782 $39,234,903 View
    2021 $28,906,060 $38,419,646 $32,189,300 View
    2020 $26,361,059 $33,687,506 $31,232,692 View

    Prior year filings: 2019, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011

    Revenue Detail

    Expenses Detail

    Employee Compensation

    • Number of Employees: 626

    Highest Earning Employees

    EmployeeTitleTotal Compensation
    Carole ArgoCHIEF EXECUTIVE OFFICER$382,400
    Shawna GottliebCFO UNTIL 6/20/24$225,844
    Herbert HoelterCO-FOUNDER/CHAIRMAN UNTIL 5/2/24$137,743
    Karen JohnsonEXECUTIVE DIRECTOR OF COMMUNITY SERVICES$116,586
    Emmett HighbaughCHIEF PROGRAM OFFICER$101,538
    Alice KeepersSECRETARY$69,610

    Grant Activity

    All-time grants received statistics from Candid dataset:

    • Total Grant Value: $6,100,616
    • Number of Grants: 58
    • Number of Funders: 24

    Selection of highest value grants received from the last seven years:

    AmountYearFunderSubject
    $1,531,9322020 Truist FoundationGENERAL OPERATING
    $633,8322023 Truist FoundationGENERAL OPERATING
    $633,8322021 Truist FoundationGENERAL OPERATING
    $320,2142023 Family Health International IncYOUTH DEVELOPMENT
    $300,0002023 National Basketball Association FoundationIN SUPPORT OF PROGRAMS ENHANCING ECONOMIC EMPOWERMENT IN BLACK COMMUNITIES.
    $240,0002025 Marion I. & Henry J. Knott Foundation, Inc.to equip returning citizens, veterans, and low-income residents with industry-recognized credentials in automotive repair, HVAC, and commercial driving. The grant will fund training and stipends for 37 students, alongside wraparound supports such as case management, life skills coaching, and job placement services. Through this holistic, hands-on model, NCIA helps participants overcome barriers to employment and build lasting careers
    $200,0002024 Lawrence P Castellani Family FoundationFURTHER THE DONEE'S MISSION
    $182,7712022 Family Health International IncYOUTH DEVELOPMENT
    $125,0002025 The Abell FoundationIn support of training 160 Baltimore residents who are eligible to receive SNAP benefits in commercial driving, HVAC (Heating, Ventilation, and Air Conditioning), or automotive repair
    $125,0002023 The Harry and Jeanette Weinberg Foundation IncTO SUPPORT A VOCATIONAL TRAINING CENTER THAT PROVIDES SKILLS AND CREDENTIAL ATTAINMENT FOR OPPORTUNITY YOUTH, VETERANS, AND FIRST RESPONDERS IN THE AVIATION INDUSTRY.
    $125,0002022 The Harry and Jeanette Weinberg Foundation IncTO SUPPORT A VOCATIONAL TRAINING CENTER THAT PROVIDES SKILLS AND CREDENTIAL ATTAINMENT FOR OPPORTUNITY YOUTH, VETERANS, AND FIRST RESPONDERS IN THE AVIATION INDUSTRY.
    $106,3142021 Resource Connections IncDIRECT SUPPORT WAGE SUPPLEMENT
    $102,1132020 Resource Connections IncDirect support wage supplement
    $100,0002021 The Abell FoundationCOMMUNITY DEVELOPMENT
    $95,5122022 Resource Connections IncDIRECT SUPPORT WAGE SUPPLEMENT
    $95,0002020 United Way of Central Maryland, Inc.Designated and/or granted in support of agency programs
    $92,3812023 Prince George's Provider Council IncTO PROVIDE ADDITIONAL FUNDING TO DIRECT SUPPORT WORKERS
    $91,0522024 Prince George's Provider Council IncTO PROVIDE ADDITIONAL FUNDING TO DIRECT SUPPORT WORKERS
    $90,6392021 Family Health International IncYOUTH DEVELOPMENT
    $90,2722025 Prince George's Provider Council IncTO PROVIDE ADDITIONAL FUNDING TO DIRECT SUPPORT WORKERS
    $84,0002022 France-Merrick FoundationGRANTS ARE TO BE USED IN ACCORDANCE WITH THE ESTABLISHED PURPOSE OF THE RECIPIENT ORGANIZATION.
    $73,0002024 Donor Advised Charitable Giving, Inc.PUBLIC, SOCIETAL BENEFIT
    $70,2532020 Family League of BaltimoreProgram support
    $60,0002024 The Abell FoundationWORKFORCE DEVELOPMENT
    $60,0002023 Donor Advised Charitable Giving, Inc.PUBLIC, SOCIETAL BENEFIT

    References

    1. NCIA. “Helping Disabled & Returning Citizens.” Accessed October 28, 2023. https://www.ncianet.org/
    2. Truist. “Truist Foundation and NCIA.” Accessed October 25, 2023. https://www.truist.com/purpose/truist-foundation/stories/ncia
    3. Langer, Emily. “Jerome Miller, Revolutionized Juvenile Justice, Dies.” Washington Post, April 10, 2023. Accessed October 27, 2023. https://www.washingtonpost.com/national/jerome-g-miller-who-revolutionized-juvenile-justice-in-the-united-states-dies-at-83/2015/08/15/85e4cb9e-41cb-11e5-8e7d-9c033e6745d8_story.html
    4. Staff, T. C. R. “Remembering Jerome Miller: A Juvenile Justice Revolutionary.” The Crime Report (blog), August 18, 2015. Accessed October 29, 2023. https://thecrimereport.org/2015/08/18/2015-08-remembering-jerome-miller-a-juvenile-justice-revolut/
    5. “ENDING MASS INCARCERATION: A CALL FOR FEDERAL LEADERSHIP.” Accessed October 27, 2023.  https://www.linkedin.com/pulse/ending-mass-incarceration-call-federal-leadership-herbert-hoelter?trk=public_profile_article_view
    6. Staff, T. C. R. “Remembering Jerome Miller: A Juvenile Justice Revolutionary.” The Crime Report (blog), August 18, 2015. Accessed October 27, 2023. https://thecrimereport.org/2015/08/18/2015-08-remembering-jerome-miller-a-juvenile-justice-revolut/
    7. Roberts, Andrea Suozzo, Alec Glassford, Ash Ngu, Brandon. “National Center On Institutions And Alternatives Inc – Form Form 990 for Periods Ending Jun 2001- 2022 – Nonprofit Explorer.” Accessed October 27, 2023. https://projects.propublica.org/nonprofits/display_990/521094078/2002_03_EO%2F52-1094078_990_200106
    8. Jacobs, Emma. “Master of Putting in a Good Word on Sentences.” Financial Times, June 13, 2013. Accessed October 26, 2023. https://www.ft.com/content/290dceb8-d344-11e2-95d4-00144feab7de
    9. NCIA. “Criminal Defense Updates.” Accessed October 28, 2023. https://www.ncianet.org/
    10. “NCIA 2022 Annual Report by Ncia_baltimore – Issuu,” June 20, 2023. Accessed October 29, 2023. https://issuu.com/ncia_baltimore/docs/arp_2022_final_3_
    11. Capital-Star, Special to the, Pennsylvania Capital-Star April 19, and 2021. “Former Philly Prosecutor Seth Williams Finds Second Act Teaching Former Offenders, Others.” Pennsylvania Capital-Star (blog), April 19, 2021. Accessed October 28, 2023. https://www.penncapital-star.com/civil-rights-social-justice/former-philly-prosecutor-seth-williams-finds-second-act-teaching-former-offenders-others/
    12. NBC News. “Prison Consultants Help Inmates Get Good Digs.” July 28, 2009.  Accessed October 27, 2023. https://www.nbcnews.com/id/wbna32184197
    13. Roberts, Andrea Suozzo, Alec Glassford, Ash Ngu, Brandon. “National Center On Institutions And Alternatives Inc – Form 990 for Periods Ending Jun 2001- 2022 – Nonprofit Explorer.” Accessed October 27, 2023. https://projects.propublica.org/nonprofits/display_990/521094078/2010_03_EO%2F52-1094078_990_200906
    14. “NCIA 2022 Annual Report by Ncia_baltimore – Issuu,” June 20, 2023. Accessed October 29, 2023. https://issuu.com/ncia_baltimore/docs/arp_2022_final_3_/s/26750504
    15. Division of Rehabilitation Services. “DORS Home.” Accessed October 28, 2023. https://dors.maryland.gov/Pages/default.aspx
    16. Reuters. “Ex-Safenet CFO Gets Prison Term in Options Case.” January 28, 2008, sec. Regulatory News. Accessed October 26, 2023. https://www.reuters.com/article/us-safenet-cfo-idUSN2830012420080128
    17. LinkedIn. “Carol Argo.” Accessed October 29, 2023. https://www.linkedin.com/in/caroleargo/